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What caused landscape changes in the past? Brian Huntley looks at the effect of
climate
Over the past 30 years, humans have largely been held responsible
for the major changes in vegetation in the past. Thus the `elm decline'
in north-west Europe around 5,000 years ago was thought partly the
result of selective lopping of elm-branches for animal fodder. The
northward and westward expansion of beech, and the westward expansion
of spruce in the last 5,000 years, were attributed to soil impoverishment
following early agriculture. The widespread development of blanket
peat in the British uplands was put down to the same cause.
This emphasis on human impact arose for two reasons. First, it was
assumed the postglacial climate has been essentially unchanging (apart
from such `minor' fluctuations as the Little Ice Age of the 15th-19th
centuries AD). Second, the pollen record documents numerous coincidences
between evidence for human activity and past vegetation change. Both
assumptions, however, are now under question.
It is now recognised that the postglacial climate has been not only
changable but highly complex with different changes taking
place in different regions. For instance, the warm-summer period
of c 7000-5000BP, once thought a global event, can now
not even be recognised throughout Europe. Moreover, changes in the
Earth's orbit around the sun, which strongly influenced climate changes
in the Quaternary (or glacial) period, are now known to be affecting
the postglacial climate as well.
Moving on to the apparent coincidences between human activity and
past vegetation change, much of the evidence is no more than circumstantial.
In north-west Europe, the `elm decline' coincides often with the first
evidence of cereal cultivation but not always. In some areas
agricultural activity long precedes it. In eastern North America a
`hemlock decline' is recorded during the mid-postglacial, linked not
to human activity but to attack by a pathogen. Why not the `elm decline'
too?
As for beech and spruce, in many places their first appearance
does indeed follow a disturbance associated with human activity and
the presence of cereal pollen; but ecologists know that forest-disturbance
often acts as a `proximal trigger' - or immediate cause -
for changes in plant-composition, whose ultimate origin lies in changes
in the broader environment. Human activity is not the only type of
proximal trigger: others include forest fire, wind-storm and even
attack by defoliating insects. The ultimate causes of the spread of
beech and spruce were changes in seasonal temperatures and the distribution
of rainfall.
What of the development of upland peat? Peat develops as a result
of soil waterlogging; particularly if the climate is cool and wet,
and especially if `podsolisation' has occurred - that is, when
the soil is impoverished of nutrients at the surface. Pollen evidence
suggests that in Britain the early postglacial was characterised by
warmer summers and a consequent reduction in soil waterlogging (especially
in the west and north), but that in the last 5,000 years the climate
has progressively cooled, leading to more waterlogging. Moreover,
podsols developed in the British uplands as a result of the extensive
cover of glacial deposits derived from acidic rocks. Although human
forest disturbance may sometimes have acted as a proximal trigger
for blanket peat development, once again the ultimate cause lies in
changes in the climate.
The expansion of Neolithic agriculture across Europe took place at
a time of warm summers and mild winters. Subsequently, in northern
Europe, there have been 5,000 years of gradual deterioration in conditions
for cereal cultivation. Superimposed on this trend have been warmer/colder
fluctuations (such as the Little Ice Age), some of which may have
favoured phases of colonisation of marginal areas followed by abandonment.
As we refine our knowledge of postglacial climate, we may begin to
understand that macro-historical changes have frequently been responses
to the changing environment; and that it is only in the last two centuries
that humans have exerted a large enough impact to overwhelm natural
patterns of environmental change.
Dr Brian Huntley is a Senior Lecturer in Biological Sciences at
the University of Durham
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What caused landscape changes in the past? Graeme Barker blames
people
For centuries, geographers and historians working in the Mediterranean
have pointed to the evidence for significant landscape change in the
past. The ruins of once great cities stood in the midst of impoverished
countryside. Rivers known to have been navigable in classical or medieval
times were now silted up. What had caused such changes?
Once modern geological reasoning replaced biblical notions of great
floods and deluges, the debate has centred on two major agencies of
landscape change: climatic change, and human actions such as
forest-clearance and the herding of animals.
In 1969, Claudio Vita-Finzi provided the first scientific investigation
of the scale and nature of Mediterranean landscape change, with a
clearly-argued model of causation. In fieldwork throughout the Mediterranean
basin, he found evidence for a major phase of river sedimentation
which he dated to Roman and perhaps medieval times (from its relationship
with buried archaeological features such as Roman dams at Lepcis
Magna, and from the inclusion of Roman and medieval potsherds). Given
how widespread it was, and apparently of similar age throughout its
extent, he concluded it was explained by climatic change - a
period of cooler, wetter weather - rather than by human actions.
Since then, however, other geomorphologists have found evidence
for earlier and later episodes of alluviation, and have tended to
explain them in terms of human impact on the environment rather than
climatic change. A similar debate has been developing amongst pollen
analysts on how best to explain evidence for changes in vegetation.
The problem with the debate is that geographers have collected evidence
for environmental change, and archaeologists and historians have collected
evidence for settlement trends and systems of land use, but rarely
in the same area and hardly ever working together as a team. As a
result, one discipline's set of data can't be tested against those
of the other two.
To advance the debate, we need integrated methodologies
linking geomorphology, archaeology and history. An example of this
kind of approach is a study of the Biferno valley, east of Rome in
central-southern Italy, published this month as A Mediterranean
Valley: Landscape Archaeology and Annales History in the Biferno Valley
(Leicester). In this project, I co-ordinated a team of archaeologists,
historians and geographers, working together to reconstruct the environmental
and human prehistory and history of the valley.
What we found was that the main episodes of prehistoric settlement
all coincided with small-scale clearance. Then, in the pre-Roman Samnite
period (c 500-80BC), when the entire valley was densely
populated and intensively farmed, there was a predominantly open landscape
and massively accelerated erosion. Following the Roman period,
population numbers fell dramatically, with a return to small-scale
clearances.
Archaeological and historical data show that population levels have
fluctuated considerably over the past 1,000 years, and that every
episode of population expansion coincides with increasing clearance
and erosion. The evidence for human impact is increasingly dramatic:
substantial in the 19th century, when huge numbers of the valley's
population emigrated to America because conditions were so bad; larger
still in the 1930s, when Mussolini made the peasants cultivate huge
areas of unsuitable land for cereals; and on a colossal scale in recent
decades, as the farmers have abandoned their traditional light ploughs
for heavy ploughs, turning the valley from a mosaic landscape to an
open prairie.
The evidence therefore seems clear that most of the changes to the
valley's landscape over the past 5,000 years have been caused by people
rather than by climate. The climate has not been stable through the
period, and it still remains likely that a wetter phase accelerated
erosion 1,000 or so years ago, as Vita-Finzi argued; but the reason
for its dramatic effect was because the landscape then was intensively
settled and cultivated. What is particularly frightening is that,
whilst the Samnite and modern erosional sediments are equal in scale,
the former is the record of three or four centuries of intensive farming,
whereas the latter is the record of that of just two or three decades.
Graeme Barker is Professor of Archaeology at the University of
Leicester
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The origin of villages is growing clearer, writes Christopher Dyer
Everyone knows that the settlements of modern England vary
from one district to another. In some, all the houses are gathered
together in nucleated villages, some of which have regular plans,
while in others they are scattered along lanes and roads, either in
small groups or as isolated farms.
These differences reflect one of the great revolutions of English
(and indeed European) social history - the formation of villages
in the early medieval period, out of the largely scattered settlement
pattern that had characterised the landscape since farming and settlement
began. Yet exactly when and why the revolution took place, and why
it did not happen in all areas - these questions have troubled
archaeologists, geographers and historians for decades.
Nucleated villages tend to predominate in England's midland belt -
from Durham in the north-east to Dorset in the south. By contrast,
in the far south-west, the west and north-west, and in the south-east,
a dispersed pattern is more common. Yet this broad distinction, between
the Midlands and elsewhere, conceals a myriad of differences from
one district to another, producing an overall pattern of such variety
that it defeats all simplistic, single-cause explanations of nucleation
such as population pressure, political will, the influence of landscape,
or the growth of trade.
Research at Birmingham University, funded since 1991 by the Leverhulme
Trust, suggests that a complex set of causes is needed to explain
the origin of villages in England. The requirements of farming, the
influence of lords, and the rise of marketing all played some role,
as did the tendency of people to imitate models of the shape of settlements.
The research, carried out by Patrick Mitchell-Fox and Carenza
Lewis (on secondment from the English Royal Commission), and led by
me, involved an overview of the settlements and landscapes of the
four east-midland counties of Bedfordshire, Buckinghamshire, Leicestershire
and Northamptonshire.
These counties were chosen because they contain a variety of settlement
and land-use; they also contain numerous surviving sites of abandoned
villages - providing examples of medieval settlement
unsullied by post-medieval and modern alterations; they have good
archaeological data such as a datable sequence of pottery from the
pre-Conquest period; and they are well provided with historical documents.
We began by looking at the maps compiled in the early 19th century,
which provide the earliest systematic record of settlements over the
whole area. We classified the different settlement forms as nucleated
clusters and nucleated rows (villages laid out on a grid, or in a
single street), interrupted or irregular rows, settlements on the
edge of common land (colonising settlements), hamlets (groups of fewer
than six houses) and farms. The abandoned villages of the area suggested
the settlements of each locality in the 19th century still reflected
the forms that had been laid out in the Middle Ages.
The area's settlement forms fall into clear zones. Much of Leicestershire,
especially in the east, and most of Northamptonshire, are dominated
by nucleated villages, either of the cluster or the row type. By contrast,
in the west of Leicestershire, in Charnwood, and in the south of the
region in the Chiltern Hills, most of the settlements are dispersed.
In north Bedfordshire a mixture of forms is found.
The date of the first formation of villages has always posed problems.
There seems to be a gap between the abandonment of the pre-nucleated
settlements, which often seem to have gone out of use in the 9th century,
and the earliest phases of the nucleated villages, which were
rarely earlier than the 12th century.
Our research may help to close the gap. By scouring the region's Sites
and Monuments Records for stray finds of 10th and 11th century pottery,
we found that 80-90 per cent of the finds came from, or near,
the sites of nucleated settlements, suggesting that many villages
had begun to form by then.
Another obscure, and controversial, question is that of who made the
decisions. Some argue that it was the lord who decreed that people
should live in a single village, while others suggest that peasant
communities themselves organised the new settlements. We have only
one detailed contemporary document from our region that might
shed light on the matter - a legal record describing the
late 12th century reorganisation of the fields at Segenhoe in Bedfordshire.
There, two local lords took the initiative in making a redistribution
of land at a time of uncertainty about ownership following the anarchy
of King Stephen's reign. The lords, however, gained the consent of
their tenants, who surrendered their lands to the judgement of six
old men - old peasants who went around the village territory
measuring new boundaries and assigning them to each tenant.
This process of land-redistribution would have been necessary whenever
a village was created out of dispersed settlement; and Segenhoe provides
one example of its being achieved with the participation of lords
and peasants. No doubt there were other similar cases.
But why were villages formed? None of the single-cause answers
offered in the past hold water. Take population pressure, for instance.
It has been argued that as an area's population grew, room could only
be found for grazing animals by a general agreement to share resources
and leave a proportion of the land fallow each year - in other
words, to create the classic midland two or three-field system, which
is almost invariably associated with nucleated settlements. But the
population pressure was not always very great, as in Rockingham Forest
in Northamptonshire, where a thin distribution of population did not
prevent the formation of several nucleated villages.
Nor can you say, as many have, that nucleation was just a matter of
lords' policies, because you find different types of settlement
on the manors of the same type of lord, or even the same lord.
Ramsey Abbey, at Ramsey in Huntingdonshire, for instance, has
nucleated villages on some parts of its estate (such as Broughton
and Abbots Ripton near Huntingdon), and dispersed settlements on others
(as at Cranfield in Bedfordshire).
Nor can it be said that the decision to adopt different settlement
patterns was a simple reflection of natural conditions such as soils
and geology because again we find different types of settlement on
the same types of soil.
Our own interpretation takes into account a great variety of factors.
It is likely that land came into more intensive use in the 9th century,
with a growing competition for resources leading to a bewildering
palimpsest of boundaries and property rights. The association of nucleated
villages with open fields (in contrast to the patchwork of enclosed
fields associated with dispersed settlement) suggests that the desire
for a reorganisation of farmland may have played a role in some areas,
particularly those whose soils were suitable for the arable cultivation
found in open fields.
Moreover, with the growth of the state from the late 9th century,
and the multiplication of the number of lesser aristocrats each with
his own area to rule, there came an increased demand for taxes, rents
and labour. Peasants may often have been forced to organise their
farming - and their settlements along with it - more
effectively.
By building manor houses and churches, local lords also provided a
core around which peasant settlers could congregate, either voluntarily
or by force - as in the case of the lord's slaves, who were
often given parcels of demesne land on which to build their cottages.
The development of market opportunities also had an impact on nucleation.
By the 12th century some villages were provided with market places,
perhaps attracting increased numbers of settlers in some areas, while
`market villages' were founded in areas of dispersed settlement.
How, then, did villages form? Was it, in each case, a single traumatic
event, in which people gave up their farms and hamlets and moved to
a central village in a co-ordinated move, perhaps in October after
the harvest? Or did it happen gradually, over decades or even centuries?
At Harlestone in Northamptonshire, where the fields formed a regular
pattern but the village is more straggling, we sense that the village
has been frozen during its incomplete nucleation. But only a future
campaign of excavation may resolve this question.
Christopher Dyer is Professor of Medieval Social History
at the University of Birmingham
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© Council for British Archaeology, 1995
Swept along by the climate machine
We plough the fields and shatter
On the trail of the village revolution